Senior Legal Counsel Senior Vice President@ Rockefeller Capital Management
Baltimore, Maryland, United States
Chris Hayes
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New England Law | Boston
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FlashIntel GPTChris Hayes is an experienced Investment Advisor Act Counsel with over 21 years of work experience. He specializes in investment management, securities law, trading, brokerage, and soft dollar matters. Chris has held various senior positions in reputable companies such as Rockefeller Capital Management, 1919 Investment Counsel, Interactive Brokers, and T. Rowe Price. He has a strong background in securities regulation, risk management, and corporate governance. Chris is based in the United States and has a proven track record in the financial services industry.
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Emails and Phone Numbers
About
Investment Advisers Act CounselSpecialties: Investment Managment, Securities Law, Trading, Brokerage and Soft Dollar Matters, Compliance, Capital Markets.
Work Experience
Senior Legal Counsel Senior Vice President
Financial Services
Chris Hayes's Professional Milestones
- Associate General Counsel (2017-05-01~2019-08-01): Developed and implemented comprehensive legal strategies, safeguarding company interests and securing safe and equitable transactions.
- Vice President Senior Legal Counsel (2005-04-01~2017-04-01): Successfully navigated complex legal disputes, protecting the company's interests and fostering a culture of accountability.
Education
Banking,
Corporate Finance,
Law,
Finance,
Doctor Of Jurisprudence,
Doctorates,
Corporate,
And Securities Law,
Banking, Corporate, Finance, And Securities Law
2000-2002Skill
Investments
Securities
Asset Management
Securities Regulation
Mutual Funds
Finra
Investment Management
Trading
Alternative Investments
Equities
Due Diligence
Aml
Risk Management
Corporate Governance
Financial Services
Financial Regulation
Capital Markets
Corporate Law
Asset Managment
Contract Negotiation
Futures
Isda
Options
Hedge Funds
Fixed Income
Portfolio Management
Prime Brokerage
Erisa
Sec Filings
Certification
Colleagues
Kyle Ottney
Owner
Jonathan Eisenberg
Counsel To The Chief Executive Officer
Brendan Welter
Chief Information Security Officer | Chief Data Officer
Brian Nelson, CFA
Chief Information Officer
Joe Ferlisi
Managing Director | Chief Information Officer
Other Named Chris Hayes
Frequently asked questions
We found 2 Chris Hayes's email addresses
We found 6 Chris Hayes's phone numbers
Chris Hayes works for Rockefeller Capital Management
Chris Hayes's role in Rockefeller Capital Management is Senior Legal Counsel Senior Vice President
Chris Hayes works in the industry of Financial Services
Chris Hayes's colleagues are Kyle Ottney,Jonathan Eisenberg,Brendan Welter
Chris Hayes's latest job experience is Senior Legal Counsel Senior Vice President at Rockefeller Capital Management
Chris Hayes's latest education in New England Law | Boston
