First Vice President Complex Risk Officer@ Morgan Stanley
Troy, Michigan, United States
Darren Woolson
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University of Michigan
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Tell me more about Darren Woolson?
FlashIntel GPTDarren Woolson is a highly experienced professional with 19.1 years of work experience in securities regulation, financial regulation, and risk management. He holds securities licenses in Series 3, 7, 9/10, 24, 63, and 65 and is insurance licensed with the State of Michigan. Darren has worked at Morgan Stanley as First Vice President, Complex Risk Officer, Senior Manager, Corporate Registered Principal II, and Field Compliance Supervisor. He also has supervisory experience at Ameriprise Financial Services, LLC and AIG Retirement Services. Darren's expertise lies in the financial services industry, with a focus on risk management and team leadership.
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About
I hold the following securities licenses: Series 3, 7, 9/10, 24, 63 and 65. Additionally, I am insurance licensed with the State of Michigan.I have over 17 years of supervisory experience ranging from small independent firms to major wirehouses.
Work Experience
First Vice President Complex Risk Officer
Financial Services
Darren Woolson's Professional Milestones
- Senior Compliance Analyst (2004-10-01~2005-05-01): Implementing comprehensive compliance programs to minimize risk and ensure regulatory adherence.
- Field Compliance Supervisor (2007-07-01~2009-04-01): Implementing comprehensive regulatory protocols and processes to ensure adherence to all applicable regulations and regulations.
Education
Economics
1996-2000Skill
Securities Regulation
Finra
Stock Market
Risk Management
Series 7
Life And Health Insurance Licenses
Talent Developer
Team Leadership
Finance
Mutual Funds
Options Strategies
Fixed Income Strategies
Situational Leadership
Series 3
Life & Health Insurance Licenses
Certification
Colleagues
Carleen Mulholland
Assistant Vice President - Business Service Officer
Patrick Harty
IT Vice President Execution Manager | IT System Owner | Business Analysis | Project Management | Service Interface Design | Database Design | Compliance
Joshua Rounds
Credit Risk Data Control at Morgan Stanley - Vice President / Product Owner
Thomas Tran
Product Owner
Roystone Patrick Dias
AVP | Product Owner | Sub Fleet Lead | Principal Consultant
Other Named Darren Woolson
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Darren Woolson works for Morgan Stanley
Darren Woolson's role in Morgan Stanley is First Vice President Complex Risk Officer
Darren Woolson works in the industry of Financial Services
Darren Woolson's colleagues are Carleen Mulholland,Patrick Harty,Joshua Rounds
Darren Woolson's latest job experience is First Vice President Complex Risk Officer at Morgan Stanley
Darren Woolson's latest education in University of Michigan
