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David James, CRCP is a highly experienced Chief Compliance Officer with 21.8 years of work experience. He has a strong skill set in series 63, series 53, series 5, series 66, series 55, series 7, series 24, and series 24. Based in the United States, David has worked at Pinnacle Financial Partners and TrustCore, where he held positions such as Chief Compliance Officer and Head of Equity Trading. He also has experience as a Recruiter and a Sales Associate. With a focus on financial services, David brings a wealth of knowledge and expertise to his role at Pinnacle Financial Partners.
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Chief Compliance Officer at Pinnacle Financial Partners
Finra Institute At Wharton Crcp Program2012-2012