David James, CRCP
Chief Compliance Officer@ Pinnacle Financial Partners
Franklin, Tennessee, United States
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David James, CRCP is a highly experienced Chief Compliance Officer with 21.8 years of work experience. He has a strong skill set in series 63, series 53, series 5, series 66, series 55, series 7, series 24, and series 24. Based in the United States, David has worked at Pinnacle Financial Partners and TrustCore, where he held positions such as Chief Compliance Officer and Head of Equity Trading. He also has experience as a Recruiter and a Sales Associate. With a focus on financial services, David brings a wealth of knowledge and expertise to his role at Pinnacle Financial Partners.
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Chief Compliance Officer at Pinnacle Financial Partners

Work Experience

150 Third Ave. S, Nashville, TN, 37201, US


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David James, CRCP's Professional Milestones

  • Chief Compliance Officer (2015-03-01~): Streamlined and enhanced compliance processes, ensuring smooth operations and adherence to regulatory guidelines.
  • Chief Compliance Officer (2011-05-01~2015-02-01): Implementing effective compliance strategies to safeguard company data and mitigate potential risks.


The Wharton School
The Wharton School

Finra Institute At Wharton Crcp Program

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