Doug Cohen

Doug Cohen

Head of Legal at Industrial and Commercial Bank of China (ICBC) Financial Services LLC
United States
Doug Cohen is an attorney with 27.1 years of experience in securities, securities regulation, and legal writing. He specializes in broker-dealer, investment management, and regulatory compliance matters. Doug has worked in various roles, including Head of Legal at the Industrial and Commercial Bank of China (ICBC) Financial Services LLC and Senior Company Counsel at Marex. He has also served as Vice President and Deputy General Counsel at ED&F Man Capital Markets and General Counsel at Triad Securities Corp. Doug's expertise lies in risk, fintech, and digital assets. He is based in the United States. .Read More
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Current Workspace of Doug Cohen

Industrial and Commercial Bank of China (ICBC) Financial Services LLC

present

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Professional Background of Doug Cohen

- Negotiated favorable contracts and secured favorable business outcomes for the company.

- Advised on complex legal matters using evidence and strategic decision-making.

- Developing and implementing strategies to safeguard the company's assets and ensure compliance with international laws and regulations.

- Overseeing successful trial proceedings and implementing comprehensive financial guidance to ensure compliance with regulatory requirements.

- Negotiated complex contracts, ensuring legal compliance and supporting clients with their financial goals.

- Ensuring regulatory compliance and facilitating effective legal collaboration, ensuring strategic compliance and organizational growth.

- Successfully led the legal team to secure favorable outcomes and mitigate risks to drive organizational success.

- Successfully defended clients in complex legal cases, securing favorable outcomes and protecting their interests.

- Assisted in managing various assignments and supervised work, contributing to the team's success.

- Developed strong skills through hands-on work experience and stayed up-to-date with industry regulations.

- Successfully implemented legal strategies to enhance financial services operations and drive efficiency.

Skills of Doug Cohen

Work Experience of Doug Cohen

Industrial and Commercial Bank of China (ICBC) Financial Services LLCIndustrial and Commercial Bank of China (ICBC) Financial Services LLC
MarexMarex
ED&F Man Capital MarketsED&F Man Capital Markets
Triad Securities Corp.Triad Securities Corp.
Lowenstein Sandler LLPLowenstein Sandler LLP
Cantor FitzgeraldCantor Fitzgerald
UBSUBS
NYSENYSE
Milbank, Tweed, Hadley & McCloy LLPMilbank, Tweed, Hadley & McCloy LLP
Willkie Farr & Gallagher LLPWillkie Farr & Gallagher LLP

Education Experience of Doug Cohen

Columbia Law School

Columbia Law School

Cornell University

Cornell University

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