Alternative Asset Focused Risk Operations And Regulatory Professional@ Apex Group Ltd (Americas)
Downingtown, Pennsylvania, United States
Frederick Shaw
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University of Delaware
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FlashIntel GPTFrederick Shaw is a highly experienced Chief Compliance Officer with over 20 years of expertise in the financial industry. He has a proven track record of implementing innovative risk management and regulatory compliance strategies, focusing on enhancing operational efficiencies and performance. Frederick is skilled in asset management, hedge funds, alternative investments, securities, and equities. He is based in Conshohocken, Pennsylvania, and has worked for reputable companies such as Hamilton Lane and JPMorgan Chase & Co. Frederick is known for his strategic problem-solving skills and ability to lead global teams.
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About
With over 20 years of experience in the financial industry, I have a proven track record of implementing innovative and effective risk management and RIA/BD regulatory compliance strategies as a Chief Compliance Officer across the full spectrum of public and private markets asset classes. An innovative and strategic problem solver who is focused on enhancing operational efficiencies and performance, leading global teams and projects, and maintaining regulatory standards while embracing new ideas and ways of approaching problems. In addition, I am passionate about new technologies, such as blockchain and digital asset innovations, and leveraging that technology to create a better investor and manager experience.
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Alternative Asset Focused Risk Operations And Regulatory Professional
Frederick Shaw's Professional Milestones
- Operations Manager (2001-01-01~2003-01-01): Streamlined operations to optimize efficiency and increase productivity across multiple departments.
- Chief Risk Officer (2020-04-01~): Implementing a comprehensive risk assessment strategy to mitigate potential threats and enhance organizational resilience.
Education
B.a.,
Economics
1993-1997Skill
Asset Management
Hedge Funds
Alternative Investments
Securities
Equities
Asset Managment
Fixed Income
Private Equity
Investments
Series 7
Investment Advisory
Derivatives
Portfolio Management
Capital Markets
Series 24
Bloomberg
Finra
Due Diligence
Securities Regulation
Investment Management
Mutual Funds
Fund Of Funds
Venture Capital
Series 63
Trading
Certification
Colleagues
Jacob Rogelberg
director of product management & design at apexinvest founder at designer hangout 23k+ member ux design community
Sunita Mooneesawmy, BSc, FCCA
Vice President
Wei Chan
Assistant Vice President
Rajesh Bhagade
Assistant Vice President @ Apex Group Ltd
Nicholas Hall, CPA
vice president at apex alternative assets administration specialist
Other Named Frederick Shaw
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Frederick Shaw works for Apex Group Ltd (Americas)
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Frederick Shaw's colleagues are Jacob Rogelberg,Sunita Mooneesawmy, BSc, FCCA,Wei Chan
Frederick Shaw's latest job experience is Alternative Asset Focused Risk Operations And Regulatory Professional at Apex Group Ltd (Americas)
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