Kathy Lewis
University of Colorado
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Kathy Lewis is an experienced administrative assistant with 33.6 years of work experience. She joined First Affirmative Financial Network in 1990 as an administrative assistant, specializing in the legal department. Kathy quickly became an Operations Manager and Assistant Branch Manager of the Walnut Street Securities, Inc. branch office, gaining valuable experience in client accounts conversion and compliance supervision. She also served as the Chief Compliance Officer for the First Affirmative division, overseeing compliance supervision for the company. Kathy's dedication to her work and her expertise in compliance make her a valuable asset in the industry.
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About
Kathy joined First Affirmative Financial Network in 1990 as an administrative assistant. Combining administrative skills and knowledge of the business, she quickly assumed a much larger role and broader responsibilities, first as Operations Manager and then Assistant Branch Manager of the Walnut Street Securities, Inc. branch office. These duties included the conversion of client accounts to the First Affirmative division of Walnut Street Advisers, Inc. following the sale of First Affirmative. As Assistant Branch Manager, Kathy assumed a majority of the compliance supervision responsibilities for the First Affirmative field force while the company operated as a wholly owned subsidiary of Walnut Street (1995-1999). Born June 24, 1963 in Grand Rapids, Michigan, her father is a retired United Methodist Minister and her mother is a psychologist. She graduated from the University of Colorado at Colorado Springs in 1986 with a Bachelor of Arts degree in English, specializing in Medieval Literature. Kathy was named Chief Compliance Officer in March 2004.
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Chief Compliance Officer
Financial Services
Kathy Lewis's Professional Milestones
- Chief Compliance Officer (1990-04-01~): Developed and implemented comprehensive compliance document, ensuring adherence to all relevant regulations and minimizing risk.
Education
English &a; Medieval Literature,
B.a
Certification
Colleagues
Kathy Lewis
chief compliance officer at first affirmative financial network
Bill Hairgrove
first affirmative financial network - vice president of sales esg sri
George Gay
ceo at first affirmative financial network
Tonya Alonzo
owner ceo barre3 colorado springs chief operating officer first affirmative financial
Theresa Gusman
Chief Investment Officer
Other Named Kathy Lewis
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