General Counsel | Head Of Compliance@ Wilshire
Santa Monica, California, United States
Sandy Choi
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Columbia University
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FlashIntel GPT
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FlashIntel GPTSandy Choi is a highly experienced professional with 23.9 years of work experience in investment management, securities, and broker dealer roles. She has a strong background in electronic trading, intellectual property, and private equity. Sandy has worked in various roles, including General Counsel and Head of Compliance at Wilshire, General Counsel at Cercano, and Board Observer at The SpringHill Company. She is skilled in securities regulation, compliance, and securities regulation. Sandy is currently based in Santa Monica, California.
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About
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Work Experience
General Counsel | Head Of Compliance
Sandy Choi's Professional Milestones
- Associate (2000-01-01~2003-11-01): Mastered field skills, showcasing knowledge and skills, contributing to the success of multiple successful projects.
- Associate (2003-01-01~2007-01-01): Successfully managed numerous projects, exceeding client expectations and delivering high-quality results within budget.
Education
International Finance And Banking
1996-2000Skill
Investment Management
Investment Advisers Act
Securities
Broker Dealer
Electronic Trading
Intellectual Property
Private Equity
Employment Law
Securities Regulation
Compliance
Cftc
High Frequency Trading
Commodity Pools
Legal Compliance
Hedge Funds
Finra
Asset Managment
Series 7
Alternative Investments
Financial Regulation
Equity Trading
Fixed Income
Private Placements
Aml
Proprietary Trading
Fcpa
Series 24
Commodity
Equities
Trading
Derivatives
Investments
Financial Services
Structured Finance
Investment Banking
Series 79
Project Management
Mergers And Acquisitions
Deal Sourcing
Fund Of Funds
Financial Structuring
Capital Markets
Board Of Directors
Board Governance
Broker-dealer
Certification
Colleagues
Jason Schwarz
president & deputy ceo at wilshire
Scott Condron
chief operating officer at wilshire
Tina Pham
Business Development | Chief Empowerment Officer Of Herequity | Investor | Wellness
Leah Emkin
chief client officer wilshire
Nicolas Amato, CFA, CAIA
chief risk officer at bramshill investments llc
Other Named Sandy Choi
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Sandy Choi's social media include: Linkedin,
Sandy Choi works for Wilshire
Sandy Choi's role in Wilshire is General Counsel | Head Of Compliance
Sandy Choi's colleagues are Jason Schwarz,Scott Condron,Tina Pham
Sandy Choi's latest job experience is General Counsel | Head Of Compliance at Wilshire
Sandy Choi's latest education in Columbia University
