Christopher Beeth
chief compliance officer at banca imi securities@ Banca Imi S.p.a.
New York, New York, United States
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Christopher Beeth is a compliance professional with 23.8 years of experience in equities and fixed income front-office and general compliance, financial services consulting, and securities regulation. He has a proven ability to identify and reduce regulatory risk through firm policy development and compliance and supervisory controls. Christopher is skilled in interpreting and adapting to changing regulatory initiatives, managing multiple products simultaneously, and delivering cost-effective results through creative problem-solving. He has held various leadership positions in reputable companies such as Banca Imi S.p.a., Citadel, NAB, ACA Group, and GE.
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Emails and Phone Numbers

@bancaimi.com
@nab.com.au
@aol.com
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About

Compliance professional with diverse experience in equities and fixed income front-office and general Compliance, Financial Services Consulting, and Securities Regulation. Proven ability to identify and reduce regulatory risk through the development of firm policy and implementation of compliance and supervisory controls. Strengths in ability to interpret and adapt to changing regulatory initiatives, manage multiple products simultaneously, and deliver cost effective results through creative problem solving.

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Work Experience

Largo Mattioli 3, Milano, 20121, IT
41
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Christopher Beeth's Professional Milestones

  • Chief Compliance Officer (2019-08-01~): Implementing comprehensive compliance policies and procedures to ensure adherence to regulatory standards and increase overall business performance.
  • senior compliance specialist - global equities (2018-09-01~2019-07-01): Implemented comprehensive compliance protocols, driving compliance across global structures and ensuring regulatory regulatory objectives.
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Education

University of Florida - Warrington College of Business
University of Florida - Warrington College of Business

Finance And Economics

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