vice president - compliance manager - retail compliance at wells fargo advisors@ Wells Fargo Advisors
Smithton, Illinois, United States
Dan Whitney
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University of Missouri-Columbia
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FlashIntel GPTDan Whitney is an experienced professional with 24.3 years of work experience in investments, financial services, mutual funds, anti-money laundering, securities, series 7, financial risk, management, finra, series 63, leadership, equities, finance, insurance, risk management, and analysis. He is currently working as an Associate Manager Branch Exams at Wells Fargo Advisors in Smithton, Illinois. Prior to this, he held various positions at U.S. Bancorp Investments, Inc., Morgan Stanley, and GE Financial. With a strong background in financial services, Dan has a proven track record in managing and analyzing financial risk.
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About
Associate Manager Branch Exams at Wells Fargo Advisors
Work Experience
vice president - compliance manager - retail compliance at wells fargo advisors
Associate Manager | Branch Exams
Financial Services
Dan Whitney's Professional Milestones
- Financial Advisor (1999-08-01~2000-08-01): Navigated complex financial issues to optimize portfolio performance and reduce costs.
- Risk Analyst And Compliance Examiner (2001-12-01~2004-01-01): Creating comprehensive risk assessments, ensuring compliance frameworks, and ensuring regulatory approvals for potential risks.
Education
Finance And Financial Management Services
1136073600-1230768000Skill
Investments
Financial Services
Mutual Funds
Anti Money Laundering
Securities
Series 7
Financial Risk
Management
Finra
Series 63
Leadership
Equities
Finance
Insurance
Risk Management
Analysis
Certification
Colleagues
Zachary B.
In the job market and owner of Buckley’s Bites Beef Jerky
Ross Wolff
Product Owner
Oluwatoyin Orebiyi
escalations manager at wells fargo advisors & owner at jt carr property solutions llc
Nathaniel Diorio
Agile Product Owner | Experience Portfolio Management Platform
David Weihe
Senior Product Manager | Product Owner | Full-Stack Developer | Information Technology Regulatory And Finance | Agile Software Engineering Delivery
Other Named Dan Whitney
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Dan Whitney works for Wells Fargo Advisors
Dan Whitney's role in Wells Fargo Advisors is vice president - compliance manager - retail compliance at wells fargo advisors
Dan Whitney works in the industry of Financial Services
Dan Whitney's colleagues are Zachary B.,Ross Wolff,Oluwatoyin Orebiyi
Dan Whitney's latest job experience is vice president - compliance manager - retail compliance at wells fargo advisors at Wells Fargo Advisors
Dan Whitney's latest education in University of Missouri-Columbia
