David Dempsey
Chief Operating Officer | Partner@ WATERMILL TRADING LIMITED
New York, New York, United States
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David Dempsey is a highly experienced professional with 35.8 years of work experience in hedge funds, risk management, trading, series 7, and investments. He has managed 2 small profitable broker-dealers for 18 years and has a strong background in accounting, operational, account management, and compliance. David is skilled in trading and research personnel, and has managed various personnel across the globe. He is recognized as one of the top Treasury Professionals in the United States and is a Certified Treasury Professional (CTP) and Series 7, showcasing his expertise in risk management, trading, investment banking, operations, international trading practices, and accounting for investment banks, broker-desalers, and hedge funds.
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Emails and Phone Numbers

@gmail.com
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About

Managed 2 small profitable broker-dealers for past 18 years. Responsible for all Accounting, Operational, Account Managment & Compliance activities. Actively manage trading & research personnel. Prior to by small broker-dealer experienced, I have managed various personnel across the globe. Specialties: Knowledgeable in Risk Management, Trading, Investment Banking, Operations, International Trading Practices and Accounting for Investment Banks, Broker-Dealers, and Hedge Funds. I was also named as one of top Treasury Professionals in the United States by the Association of Finacial Professionals (2004)and I am a Certified Treasury Professional (CTP) and Series 7, 24,27,55, 63,79, 87,& 4 Licensed

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Work Experience

11-13 Broad St Peterhead, GB

Capital Markets

1
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David Dempsey's Professional Milestones

  • Senior Vice President (2000-01-01~2001-01-01): Driving strategic initiatives and expanding market share through effective leadership and strategic decision-making.
  • Chief Operating Officer | Partner (2010-08-01~): Driving operational excellence and achieving sustainable growth through strategic partnerships and effective collaboration.
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Education

Temple University
Temple University

Management

1983-1987