hearing officer contractor at financial industry regulatory authority finra @ FINRA
New Alexandria, Virginia, United States
David FitzGerald
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University of Michigan Law School
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FlashIntel GPTDavid Fitzgerald is a highly experienced Hearing Officer (Contractor) at the Financial Industry Regulatory Authority (FINRA) in the United States. With 47.4 years of work experience, he possesses a wide range of skills including hearings, litigation, legal writing, and advocacy training. David has held various positions at FINRA, including Chief Hearing Officer and Chief Operating Officer. He has also worked at the Public Company Accounting Oversight Board (PCAOB) and the Financial Industry Regulatory Authority (FINRA). David's expertise and extensive work history make him a valuable asset in the legal services industry.
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About
Hearing Officer (Contractor) at Financial Industry Regulatory Authority (FINRA). Location: Alexandria, Virginia; Industry: Legal Services ... I was the PCAOB's first Hearing Officer and presided over all PCAOB .... EVP & Chief Operating Officer...
Work Experience
hearing officer contractor at financial industry regulatory authority finra
Hearing Officer Contractor
Senior Vice President | Deputy Chief Hearing Officer
Financial Services
David FitzGerald's Professional Milestones
- Chief Hearing Officer (2009-01-01~2014-05-01): Developed and implemented effective legal strategies to improve transparency and accessibility of hearing procedures.
- Assistant Director For Litigation Bureau Of Consumer Protection (1976-05-01~1990-06-01): Successfully managed and represented the company in high-profile litigation cases, ensuring regulatory compliance and protecting consumer privacy.
Education
Law
1969-1971Skill
Hearings
Litigation
Legal Writing
Civil Litigation
Courts
Advocacy Training
Mediation
Pcaob Enforcement
Auditing Standards
Finra Enforcement
Broker Dealer Compliance
Securities Regulation
Arbitration
Dispute Resolution
Appeals
Trade Regulation
Certification
Colleagues
W Timothy Brown IV
Co-Owner
Shangrila Bhandari
Customer Service Manager | SAP Agile Leader | Product Owner
Brendan Kehoe
Product Owner | Data Analyst
Tom Anderson
Associate Principal Analyst | Finra Owner | Creative Director
Ada L.
Product Owner | Project Manager | Certified Scrum Master
Other Named David FitzGerald
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David FitzGerald works for FINRA
David FitzGerald's role in FINRA is hearing officer contractor at financial industry regulatory authority finra
David FitzGerald works in the industry of Financial Services
David FitzGerald's colleagues are W Timothy Brown IV,Shangrila Bhandari,Brendan Kehoe
David FitzGerald's latest job experience is hearing officer contractor at financial industry regulatory authority finra at FINRA
David FitzGerald's latest education in University of Michigan Law School
