Donna Noad

AML Compliance & Risk Management professional with 10+ years of experience in this field of banking. Performing roles primarily related to BSA/AML/KYC/EDD and OFAC Sanctions for medium to large financial institutions, ensuring regulatory compliance. Prior experience includes positions with Union Bank of Switzerland (UBS) and Republic National Bank of NY/HSBC. Duties include collecting, evaluating, and disseminating information and evidence related to known or suspected money laundering and terrorist financing activities, in compliance with applicable internal policies, procedures and external regulations. Transaction reviews including Enhanced Due Diligence to discover incomplete or false disclosures, improper associations, legal violations and integrity issues, Risk assessment methodologies to identify inherent risk, regulatory exam preparation and validation of current laws and regulations in accordance with FinCEN. Writing and preparation of Suspicious Activity Reports (SARs). Specialties: AML Investigations, SAR writing and reporting, Know Your Customer, Customer Identification Program (CIP), UBO requirements, and Operations Control. Transactional monitoring, OFAC Sanctions, Compliance & Auditing including Periodic and annual reviews. Familiarity with Norkom, Actimize, Mantas, ClearEDD/Worldcheck, LexisNexis, Imageview, Docportal, Bankers Toolbox (BAM), AML Manager, AS400, Docuware, CRM, Lexis Nexis, PC. Private Banking IA Customer Service Assistant and Money Transfer Manager at UBS Platform Assistant and Teller Supervisor at Republic Nat'l Bank of NY