managing director head of compliance asia ex japan at mizuho securities@ Mizuho
Sydney, New South Wales, Australia
Duncan Jones
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FlashIntel GPTDuncan Jones is a Global Markets banking specialist with 25 years of international experience across global banks in the UK, Asia, and Australia. Currently, he is working in Compliance at Mizuho Securities. Prior to this, he held the position of Operations and Delivery Manager at ANZ, where he managed operational risk and compliance for the Markets business. Duncan also has extensive experience in trading and sales and treasury businesses, specializing in operational risk and compliance. He has a strong background in policy development and implementation, including conduct and culture.
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About
A Global Markets banking specialist with 25 years of international experience across a range of global banks in UK; Asia & Australia. Currently working in Compliance at Mizuho Securities. Previously responsible (globally) for operational risk and compliance for the Markets business at ANZ. Considered a subject matter expert for trading & sales and treasury businesses across the disciplines of operational risk and compliance (including regulation) in the industry along with extensive experience in the development and rollout of policies and procedures relating to the Global Markets business including conduct and culture.
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managing director head of compliance asia ex japan at mizuho securities
Financial Services
Duncan Jones's Professional Milestones
- New Transactions Management (2004-03-01~2006-07-01): Successfully resolved and secured a high volume of new transactions, maximizing revenue and customer satisfaction.
- Incoming Documentation Manager For Interest Rate Products (2006-07-01~2007-05-01): Streamlined all incoming documentation processes, resulting in improved efficiency and accuracy of product documentation.
Skill
Risk Management
Derivatives
Investment Banking
Operational Risk
Fixed Income
Fx Options
Structured Products
Middle Office
Capital Markets
Credit Derivatives
Interest Rate Derivatives
Equities
Trading
Equity Derivatives
Credit Risk
Financial Markets
Back Office
Options
Operational Risk Management
Financial Risk
Banking
Management
Back Office Operations
Fx
Commodities
Loans
Training New Employees
Entity Formation
New Business Development
Tax
Isda
Interest Rate Swaps
Financial Services
Emerging Markets
Documentation
Swaps
Certification
Colleagues
Freddy Coleman, MBA MEng
Technology Strategy | Board Member
Diane Ferguson
Head Of Financial Institutions | Financial Technology Focus Founder | Mizho'S Women'S Network Director & I Advocate
Josephine Lok
Chief Executive Officer
Montrose Babb
Joint Owner
Lintang A.L
Founder
Other Named Duncan Jones
Frequently asked questions
We found 3 Duncan Jones's email addresses
We found 1 Duncan Jones's phone numbers
Duncan Jones's social media include: Linkedin,
Duncan Jones works for Mizuho
Duncan Jones's role in Mizuho is managing director head of compliance asia ex japan at mizuho securities
Duncan Jones works in the industry of Financial Services
Duncan Jones's colleagues are Freddy Coleman, MBA MEng,Diane Ferguson,Josephine Lok
Duncan Jones's latest job experience is managing director head of compliance asia ex japan at mizuho securities at Mizuho
