Elizabeth Cara
Hofstra University
Tell me more about Elizabeth Cara?
Elizabeth Cara is a highly experienced professional with 12.7 years of work experience in the financial services industry. She has expertise in securities, equities, Bloomberg, fixed income, hedge funds, and capital markets. Elizabeth has worked in various roles, including Director - Financial Crime Compliance at UBS in Switzerland and Assistant Vice President - Aml Compliance at Mizuho in Japan. She has also held positions at Cantor Fitzgerald and Deutsche Bank. Elizabeth's skills include onboarding, options, trading, derivatives, and asset management. She is based in the United States.
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About
Areas of Experience but not limited to: AML, KYC, USA Patriot Act, EDD, PEPs, FBCs, SARS,CFTC/NFA, OFAC
Work Experience
at
Director - Financial Crime Compliance
Financial Services
Elizabeth Cara's Professional Milestones
- Assistant Vice President - Aml Compliance (2014-12-01~2016-05-01): Leading successful implementation of AML compliance programs to ensure regulatory adherence across the organization.
- Assistant Vice President - Aml Compliance (2011-02-01~2014-12-01): Maintained regulatory compliance, ensuring adherence to all laws and regulations, and ensuring adherence to industry standards.
Education
Business,
Finance,
Bachelors,
Bachelor Of Business Administrative
2001-2005Skill
Securities
Equities
Bloomberg
Fixed Income
Hedge Funds
Capital Markets
Fbcs
Edd
Prime Brokerage
Usa Patriot Act
Pep
Mutual Funds
Onboarding
Options
Trading
Derivatives
Ofac
Series 7
Kyc
Financial Services
Investment Banking
Asset Management
Anti Money Laundering
Financial Markets
Finance
Certification
Colleagues
Other Named Elizabeth Cara
Frequently asked questions
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Elizabeth Cara works for UBS
Elizabeth Cara's role in UBS is at
Elizabeth Cara works in the industry of Financial Services
Elizabeth Cara's colleagues are Kishan Joshi,Kingston Nguyen,Fiona Henry
Elizabeth Cara's latest job experience is at at UBS
Elizabeth Cara's latest education in Hofstra University