Elizabeth Cara
at@ UBS
New York City Metropolitan Area
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Elizabeth Cara is a highly experienced professional with 12.7 years of work experience in the financial services industry. She has expertise in securities, equities, Bloomberg, fixed income, hedge funds, and capital markets. Elizabeth has worked in various roles, including Director - Financial Crime Compliance at UBS in Switzerland and Assistant Vice President - Aml Compliance at Mizuho in Japan. She has also held positions at Cantor Fitzgerald and Deutsche Bank. Elizabeth's skills include onboarding, options, trading, derivatives, and asset management. She is based in the United States.
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Research Details
Skills & Insights
Colleagues

Emails and Phone Numbers

@ubs.com
@mizuhosecurities.com
+1 212209****
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About

Areas of Experience but not limited to: AML, KYC, USA Patriot Act, EDD, PEPs, FBCs, SARS,CFTC/NFA, OFAC

Work Experience

Postbox, Zurich, 8001, CH

Financial Services

80963
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Elizabeth Cara's Professional Milestones

  • Assistant Vice President - Aml Compliance (2014-12-01~2016-05-01): Leading successful implementation of AML compliance programs to ensure regulatory adherence across the organization.
  • Assistant Vice President - Aml Compliance (2011-02-01~2014-12-01): Maintained regulatory compliance, ensuring adherence to all laws and regulations, and ensuring adherence to industry standards.
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Education

Hofstra University
Hofstra University

Business,

Finance,

Bachelors,

Bachelor Of Business Administrative

2001-2005