Compliance Officer@ Thornburg Investment Management
Santa Fe, New Mexico, United States
Elizabeth Romero
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FlashIntel GPTElizabeth Romero is a highly experienced Compliance Officer with 32 years of work experience. She has a strong background in investment management and is currently working at Thornburg Investment Management in Santa Fe, New Mexico. Prior to this, she held various positions including AVP/Manager/Senior Paralegal, New Mexico Representative, and Regional Office Manager at Holland & Hart LLP. Elizabeth's expertise and extensive work history make her a valuable asset in the field of compliance and investment management.
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About
... Investment Management. Compliance Officer · Thornburg Investment Management. March 2010 – Present (5 years 2 months)Santa Fe, New Mexico Area...
Work Experience
Compliance Officer
Compliance Officer
Financial Services
Elizabeth Romero's Professional Milestones
- Compliance Officer (2010-03-01~): Providing comprehensive safety protocols and minimizing workplace accidents for a safer, hazard-free work environment.
- Regional Office Manager (2001-08-01~2002-09-01): Streamlined operations and increased efficiency by implementing streamlined processes for improved office productivity.
Skill
Compliance
Investment Management
Certification
Colleagues
John V. Hackett, CFA
chief marketing officer at thornburg investment management
Eliot Cutler
Director | Senior Advisor to the Chairman and Chief Executive Officer
Scott England
Chief Technology Officer
Jeanene Bettner
managing director and chief operations officer - distribution at thornburg investment management inc
Randy Dry
Chief Operating Officer | Managing Director
Other Named Elizabeth Romero
Frequently asked questions
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Elizabeth Romero works for Thornburg Investment Management
Elizabeth Romero's role in Thornburg Investment Management is Compliance Officer
Elizabeth Romero works in the industry of Financial Services
Elizabeth Romero's colleagues are John V. Hackett, CFA,Eliot Cutler,Scott England
Elizabeth Romero's latest job experience is Compliance Officer at Thornburg Investment Management
