Chief Operating Officer@ Crescent Grove Advisors
Greater Chicago Area
Elizabeth Watkins, IACCP®
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Northern Illinois University
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FlashIntel GPTElizabeth Watkins, IACCP(r) is a compliance executive with 30 years of experience in designing, building, and leading compliance, internal audit, and risk programs for financial services firms. She has a proven track record in procedural development, forensic testing, and surveillance program design. Elizabeth is a business-minded advisor with a strong ability to maintain day-to-day operations while bringing mergers, acquisitions, corporate restructurings, and regulatory audits to successful completion. She has held various leadership positions in reputable companies such as Crescent Grove Advisors, ZCM, Calamos Investments, and GE.
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About
Compliance executive with 30 years of experience in designing, building and leading compliance, internal audit, and risk programs for financial services firms. Proven track record in procedural development and implementation, forensic testing, and surveillance program design and oversight. Business-minded advisor with demonstrated ability to maintain day-to-day operations while also able to assist in bringing mergers, acquisitions, corporate restructurings, and regulatory audits to a successful completion.
...See MoreWork Experience
Chief Operating Officer
Chief Compliance Officer
Financial Services
Elizabeth Watkins, IACCP®'s Professional Milestones
- Senior Managing Director | Chief Compliance Officer (2014-04-01~2019-09-01): Implementing strict quality control measures to ensure critical internal and external controls.
- Senior Managing Director | Chief Risk And Compliance Officer (2003-11-01~2011-09-01): Driving strategic risk management and ensuring regulatory compliance, mitigating potential risks and ensuring regulatory compliance.
Education
Journalism,
Bachelors,
Bachelor Of Arts,
Bachelor Of Arts In Business Administration
1988-1990Skill
Financial Services
Finra
Mutual Funds
Series 24
Securities
Asset Management
Series 7
Alternative Investments
Series 63
Investment Advisory
Investments
Equities
Investment Management
Hedge Funds
Portfolio Management
Wealth Management
Uniform Combined State Law
Asset Allocation
Investment Strategies
Fixed Income
Aml
Asset Managment
Capital Markets
Fixed Annuities
Etfs
Financial Risk
Series 65
Series 66
Series 4
Series 53
Certification
Colleagues
Patrick Malloy, JD, CPA
director of tax at crescent grove advisors
C. Blake Durham
client advisor at crescent grove advisors
Lindo Zondo
Financial Analyst
Andrew Krei, CFA
Co-Chief Investment Officer
Gregg George
managing director at crescent grove advisors
Other Named Elizabeth Watkins, IACCP®
Frequently asked questions
We found 2 Elizabeth Watkins, IACCP®'s email addresses
We found 2 Elizabeth Watkins, IACCP®'s phone numbers
Elizabeth Watkins, IACCP®'s social media include: Linkedin,
Elizabeth Watkins, IACCP® works for Crescent Grove Advisors
Elizabeth Watkins, IACCP®'s role in Crescent Grove Advisors is Chief Operating Officer
Elizabeth Watkins, IACCP® works in the industry of Financial Services
Elizabeth Watkins, IACCP®'s colleagues are Patrick Malloy, JD, CPA,C. Blake Durham,Lindo Zondo
Elizabeth Watkins, IACCP®'s latest job experience is Chief Operating Officer at Crescent Grove Advisors
Elizabeth Watkins, IACCP®'s latest education in Northern Illinois University
