Frank J. Pena

39 years of experience in financial services with an emphasis in brokerage and banking disciplines. Core compentencies are: corporate financial advisory for public/private companies and financing of emerging asset classes. Vast experience in consulting to public/private companies, especially as it relates to a "going public" transaction. Winthorp Capital has acted in a corporate financial advisory capacity to over 50 public/private companies since its inception. Experienced in structuring strategic partnerships and joint ventures for smaller clients with larger more established companies. Expertise in sophisticated financing to emerging new asset classes, i.e. Tax liens, life settlement policies, credit card charge-offs and other related distressed receivables (participated in over $1.5 billion of emerging asset class transactions including bulk sales, securitizations, bank leveraged and hybrid issues). The goal of the Winthorp Capital Group is to accept assignments for which it can provide its client with a solution to its financing, banking or structuring needs for their particular situation utilizing Winthorp's expertise/knowledge and network of relationships. During my career in banking, brokerage & consulting, I have participated in transactions valued at over $3 billion. These have included IPOs, reverse mergers, municipal/corporate bond issuance, securitization of emerging asset classes, asset purchases and M&A. Specialties: Corporate financial advisory for public/private companies.