Managing Director | Head Of US Regulatory Compliance@ StoneX Group Inc.
Greater Orlando
Gigi Szekely
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University of Massachusetts Amherst
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FlashIntel GPTGigi Szekely is a highly experienced professional with over 30 years of work experience in the financial services industry. Currently, she serves as the Managing Director, Compliance at IMP Consulting. Throughout her career, she has held various leadership positions in reputable companies such as StoneX Group Inc., Newport, and IMP. With a strong background in mutual funds, alternative investments, and asset management, Gigi has successfully managed compliance and led teams in the US regulatory compliance and risk management departments. She is based in Lake Mary, Florida.
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Managing Director, Compliance at IMP Consulting
Work Experience
Managing Director | Head Of US Regulatory Compliance
Chief Compliance Officer
Financial Services
Gigi Szekely's Professional Milestones
- Managing Director Compliance (2015-04-01~2016-05-01): Overseeing compliance processes and fostering a culture of compliance across the organization.
- Vice President Chief Compliance Officer (2003-02-01~2004-10-01): Establishing strict adherence to regulatory guidelines to ensure regulatory consistency and mitigate risk.
Education
Economics
Skill
Mutual Funds
Alternative Investments
Securities
Asset Management
Investments
Series 7
Equities
Finra
Financial Services
Anti Money Laundering
Hedge Funds
Asset Allocation
Wealth Management
Certification
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Gigi Szekely works for StoneX Group Inc.
Gigi Szekely's role in StoneX Group Inc. is Managing Director | Head Of US Regulatory Compliance
Gigi Szekely works in the industry of Financial Services
Gigi Szekely's colleagues are Philip Smith,Marc Toft,Neal Hirst
Gigi Szekely's latest job experience is Managing Director | Head Of US Regulatory Compliance at StoneX Group Inc.
Gigi Szekely's latest education in University of Massachusetts Amherst
