J. Curtis McCubbin

Diligent lawyer and legal advisor counseling leadership teams and multiple business lines with 16+ years of legal experience. Specializes in advising business and operational units and works effectively within a fast-paced environment. Significant transactional experience negotiating and structuring complex commercial agreements. Strong negotiating skills and ability to simultaneously accomplish multiple quantitatively and qualitatively challenging tasks. Bring business stakeholders to the table and facilitates communication with tact. Demonstrate initiative in taking on new projects.I am Chief Compliance Officer for D.A. Davidson Companies.I am active in the financial services industry serving as Co-Chair of the SIFMA Compliance & Legal Society Future Leaders Committee, member of the SIFMA C&L Annual Seminar Planning Committee (2021, 2022), formerly on the SIFMA General Counsels Committee, and acting as a non-public arbitrator with FINRA Dispute Resolution. I have participated in planning and moderating several SIFMA C&L events, including the SIFMA C&L Annual. I am a 2021 graduate of the Securities Industry Institute at Wharton, University of Pennsylvania.During my career, my legal practice has focused on securities compliance, arbitration and litigation, regulatory and statutory compliance, employment law, real estate, data privacy, cannabis, and general corporate law.