Jack Tsang
Head Of Compliance@ TONGHAI FINANCIAL
Hong Kong
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Jack Tsang is a highly experienced regulatory compliance professional with over 20 years of expertise in securities regulations. He has worked in various financial services groups, including Hang Seng Bank, DBS Bank, Mirae Asset, and Quam. Currently, he serves as the Head of Compliance of Tonghai Financial, overseeing Types 1, 2, 4, 6 and 9 regulated activities. With a professional qualifications in CPA, CFA, and FRM, Jack Tsang has a strong background in coaching, financial training, compliance, wealth management, and risk management. He is based in Taiwan.
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Emails and Phone Numbers

@kornerstone.com
@me.com
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About

Jack Tsang has accumulated more 20 years of regulatory compliance experience. He started his compliance career from two financial regulators in Hong Kong, namely HKMA and SFC in the 90s. Since 2000, he has entered into the compliance field (focusing on securities regulations) by working in several financial services group, including Hang Seng Bank, DBS Bank, Mirae Asset and Quam (now renamed as Tonghai Financial). He is currently the Head of Compliance of Tonghai Financial, acting as the MIC of Compliance and AML functions and overseeing Types 1, 2, 4, 6 and 9 regulated activities. He holds the professional qualifications of CPA, CFA and FRM.

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Work Experience

18F China Building 29 Queen's Road Central, Hong Kong, China, n/a, HK

Financial Services

56
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Jack Tsang's Professional Milestones

  • Head Of Compliance (2007-09-01~): Implementing robust regulatory frameworks to facilitate adherence to all client requirements and ensure regulatory compliance.
  • Course Instructor (2003-04-01~2016-12-01): Inspiring students to become confident and confident learners, contributing to their success.
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Education

The Chinese University of Hong Kong
The Chinese University of Hong Kong

Science

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