James K. Su, CFA

• Over 20 years of professional investment experience, conducting macro research for global asset allocation and managing fixed income, balanced, and multi-asset portfolios through bear and bull markets; • Senior portfolio manager of multiple funds throughout the career, including award-winning funds; • Led the team of investment professionals in building investment processes, refining trade flows, conducting Asian credit research and Global Macro analysis, providing investment views, and managing the day-to-day investment activities; • Reviewed credit and equity research reports in regular investment meeting with teams of equity, ETF, and fixed income on daily or weekly basis for over 8 years; • Actively involved in the product development stage of funds formation and mandates customization; • Assisted with business development activities in product promotion and ongoing client servicing. Moringstar 5-star rating in April 2020, 4-star for one year in Asian High Yield Bond Category Morningstar 4-star rating for over 70 months in Offshore RMB Bond Category 2022 Regional Awards- Best New Product - ETF, Most Innovative Product (Hong Kong) - ETF and ESG Fund of the Year by Insights & Mandate 2021 Best Total Return-Greater China Fixed Income (5 year) 2nd runner-up and 2020 Best Total Return-Greater China Fixed Income (1 year) 2nd runner-up by Chinese Asset Management Association of Hong Kong and Bloomberg 2020 Professional Investment Award-Performance Awards – Offshore RMB Bond (5 Years) by Insights & Mandate 2019 Outstanding Achiever in RMB Fixed Income category of BENCHMARK House Awards 2017 Best RMB Bond, Offshore (7 years) and 2015 Best RMB Bond, Offshore (5 years) by ASIA ASSET MANAGEMENT 2014 Outstanding Achiever​, RMB Fixed Income Fund by BENCHMARK 2008 Best International Bond Fund Award by Taipei Foundation of Finance 2008 First runner-up in Top Ten Best Fund Managers in Taiwan by Asia Financier Monthly Fund manager of the largest Taiwan-domiciled Financial Asset Securitization Fund in 2009 and 2010. Fund manager of the largest Taiwan-domiciled International Bond Fund in 2007 and 2008. Product designer of the first-ever Taiwan-domiciled Global High Yield Bond Fund in Taiwan. Specialties: USD Asian Investment Grade and High Yield and RMB Fixed Income Markets, Global Asset Allocation and Investment Strategy, Global Fixed Income Markets, Global REITs Markets, Global Macro-Economic Analysis, including crude oil and gold, Fund Investments and Analysis, and Technical Analysis.