executive manager commsec compliance at commonwealth securities limited@ Commonwealth Securities Limited
Sydney, New South Wales, Australia
Joanne Potts
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The Australian National University
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FlashIntel GPTJoanne Potts is a highly experienced professional with 21.9 years of work experience in the financial services industry. She has a strong background in due diligence, aml, securities, corporate governance, banking, financial risk, risk management, fraud, financial services, operational risk, trading, investments, fx options, derivatives, and auditing. Currently, she serves as the Head of Compliance and Regulatory Risk at Wilsons in Sydney, Australia. Throughout her career, Joanne has held various leadership positions in reputable companies such as Commonwealth Securities Limited, WILSONS, and FP Markets. She has a proven track record in compliance and regulatory risk management.
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About
Head of Compliance and Regulatory Risk at Wilsons
Work Experience
executive manager commsec compliance at commonwealth securities limited
Investment Banking
Joanne Potts's Professional Milestones
- Compliance Manager (2008-08-01~2014-02-01): Implementing robust compliance processes to ensure regulatory adherence and enhance overall business performance.
- Head Of Compliance And Regulatory Risk (2014-06-01~): Transforming the organization's compliance framework to ensure adherence to European regulatory requirements and mitigate risks.
Education
Psychology,
Bachelors,
Bachelor Of Science,
Double Major In Psychology
Skill
Due Diligence
Aml
Securities
Corporate Governance
Banking
Financial Risk
Risk Management
Fraud
Financial Services
Operational Risk
Trading
Investments
Fx Options
Derivatives
Auditing
Certification
Colleagues
Cilla Boreham
Lawyer | Non-Executive Director
Other Named Joanne Potts
Frequently asked questions
Joanne Potts's social media include: Linkedin,
Joanne Potts works for Commonwealth Securities Limited
Joanne Potts's role in Commonwealth Securities Limited is executive manager commsec compliance at commonwealth securities limited
Joanne Potts works in the industry of Investment Banking
Joanne Potts's colleagues are Cilla Boreham
Joanne Potts's latest job experience is executive manager commsec compliance at commonwealth securities limited at Commonwealth Securities Limited
Joanne Potts's latest education in The Australian National University
