Kaushik Raul

ISO 27001:2013 LA with hands-on experience in IT General Control Audit, Core Banking application Audit and Third party vendor audit. The audit role consist of. ➢ Auditing IS controls of Core Banking Application. ➢ Bank Application control review. ➢ Performing ITGC audit for the infrastructure, which involves auditing of Network and security devices, Database and Middleware, BCP/DR, IT Application Development and Support, InfoSec. ➢ Verifying applied controls of application as per regulatory guidelines of RBI, NSDL, CDSL, NPCI. ➢ Quarterly submission of Tranche I, Tranche III to Reserve Bank of India. ➢ Determining adequacy of enterprise-wide compliance efforts, related to IT policies and internal control procedures. ➢ Identifying areas with deficient internal controls, recommend corrective action to address deficiencies and follow-up, to ensure that the management effectively implements the required actions ➢ Advising businesses on risk and control issues. ➢ Manage and execute risk based information system (IT) audits. ➢ Implement and update IS audit policy, checklist and processes. ➢ Update IT audit universe by regularly interactive with respective department and business head. ➢ Provide inputs for IS audit plan.