Kim Goodsell

Critical thinker with extensive compliance experience in financial services with emphasis on marketing and advertising review. Proven success at influencing and collaborating at various levels to develop, implement, and monitor effective global compliance policies and procedures based on regulatory and company requirements. Proactive problem solver with analytical, research, and creative problem-solving skills. Demonstrates strong knowledge, interpreting and applying insurance, broker / dealer, and investment adviser regulatory requirements. Uses exceptional organizational skills and attention to detail to drive results. Expertise in: • Policy & Procedure Management • Monitoring • Regulatory Analysis • Business Systems Administrator • Risk Management • Training / Mentoring • Troubleshooting • Marketing & Advertising Review