securities enforcement auditor at illinois secretary of state@ Illinois Secretary of State
Greater Chicago Area
Konstantine Kosmidis
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英国伦敦政治经济学院
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FlashIntel GPTKonstantine Kosmidis is a highly skilled professional with 11.4 years of experience in various fields. She is proficient in public speaking, research, Microsoft Office, teamwork, and Microsoft Excel. Currently, she works as a Securities Enforcement Auditor at the Illinois Secretary of State Securities Department. Prior to this, she gained valuable experience at Merrill Lynch, where she conducted audits of wealth managers. Konstantine has a strong background in regulatory finance and protecting clients from fraud. She has also worked as a Summer Analyst at Mizuho and Calamos Investments.
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About
I graduated from The George Washington University in 2017 with degrees in Economics and International Relations. I am currently employed at the Illinois Secretary of State Securities Department where I work as a Securities Enforcement Auditor. After a year of working at Merrill Lynch, I discovered that my passion was in the regulatory aspect of finance and protecting clients from fraud and decided to pursue a career in the public sector. Since October 2019, when I first began this role, I have conducted 10 audits of wealth managers. As part of these examinations, I have analyzed business financial statements, client account statements, banking records, each financial advisor's business practices, ADV Part II, suitability forms, and other business forms. For cases where I've discovered misrepresentation or fraud, I have coordinated with attorneys on enforcement actions to take against those financial advisors.
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securities enforcement auditor at illinois secretary of state
Government Administration
Konstantine Kosmidis's Professional Milestones
- Wealth Management Intern (2015-05-01~2015-07-01): Assisted in managing property property management strategies, contributing to smooth operations and client satisfaction.
- Intern (2014-05-01~2014-08-01): Achieved mastery in mathematics and chemistry, contributing to the overall team and project success.
Education
Economics
2015-2016Skill
Public Speaking
Research
Microsoft Office
Teamwork
Microsoft Excel
Microsoft Word
Critical Thinking
Communication
Leadership
Analysis
Powerpoint
Negotiation
Time Management
Organization Skills
Analytical Skills
Social Media
Certification
Colleagues
Brad Demuzio
director at illinois secretary of state
James Caruso
owner of modern fitness concepts
Stephanie Lacey
chief deputy director at illinois secretary of state
Kimberly Hill
Director Of Illinois Secretary Of State - Business Services
Vicky Terry
owner operator at ccap concealed carry application processing
Other Named Konstantine Kosmidis
Frequently asked questions
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Konstantine Kosmidis works for Illinois Secretary of State
Konstantine Kosmidis's role in Illinois Secretary of State is securities enforcement auditor at illinois secretary of state
Konstantine Kosmidis works in the industry of Government Administration
Konstantine Kosmidis's colleagues are Brad Demuzio,James Caruso,Stephanie Lacey
Konstantine Kosmidis's latest job experience is securities enforcement auditor at illinois secretary of state at Illinois Secretary of State
Konstantine Kosmidis's latest education in 英国伦敦政治经济学院
