Chief Compliance Officer@ J.W. Cole Financial, Inc.
St Paul, Minnesota, United States
Kurt W Lofgren
GET FULL PROFILE 
Loyola University Chicago
Real-Time AI Research
FlashIntel GPT
Tell me more about Kurt W Lofgren?
FlashIntel GPTKurt W Lofgren is a highly experienced legal/compliance executive with 33.8 years of work experience. He specializes in investments, securities regulation, investment advisory, and broker dealer. Based in the United States, Kurt has a strong track record of delivering effective risk mitigation strategies that promote sustainable business results and expense reduction. He is known for his collaborative and business-focused leadership style, consistently transforming organizations by defining behavioral expectations and creating flexible teams to deliver firm-wide results. Kurt is a senior legal or compliance position in a dynamic environment that values direct communications, embraces change, and provides superior client experiences.
For inquiries about Phone Number and Email, please click here Unlock Contact
Emails and Phone Numbers
About
I am a proactive legal/compliance executive who delivers effective risk mitigation strategies that promote advantageous, sustainable business results and expense reduction. Known as a collaborative, business-focused leader, I have consistently transformed organizations by instilling a strategic perspective, redefining behavioral expectations, and creating flexible teams to deliver firm-wide results. A best fit is a senior legal or compliance position in a dynamic environment that values direct communications, embraces change to lead the market and provides superior client experiences.
...See MoreWork Experience
Chief Compliance Officer
Financial Services
Kurt W Lofgren's Professional Milestones
- Corporate Counsel Assistant Vice President (1998-01-01~2000-01-01): Provided strategic counsel and enhanced corporate governance processes to drive organizational success.
- Senior Vice President, Chief Creative Officer Advisory (2017-03-01~2018-10-01): Driving creative initiatives that elevate brands and elevate the company's reputation and driving impactful creative initiatives globally.
Education
Law,
Doctor Of Jurisprudence,
Doctorates,
Coporate & Securities
1987-1990Skill
Investments
Securities Regulation
Investment Advisory
Securities
Broker Dealer
Corporate Law
Finra
Risk Management
Financial Services
Compliance
Litigation
Investigation
Regulatory Affairs
Series 63
Series 24
Series 7
Mutual Funds
Anti Money Laundering
Trading
Insurance
Certification
Colleagues
Allyson J Trantum, CFP®
financial advisor and founder of ajt wealth consultants
Gary Haight
Vice President of Financial Operations
Dianne Odom,
cpa pfs founder of dpo wealth management
Jessica Penovich
Deputy Chief Compliance Officer
Michele J. DelSordo
Deputy Chief Compliance Officer
Other Named Kurt W Lofgren
Frequently asked questions
We found 4 Kurt W Lofgren's email addresses
We found 2 Kurt W Lofgren's phone numbers
Kurt W Lofgren's social media include: Linkedin,
Kurt W Lofgren works for J.W. Cole Financial, Inc.
Kurt W Lofgren's role in J.W. Cole Financial, Inc. is Chief Compliance Officer
Kurt W Lofgren works in the industry of Financial Services
Kurt W Lofgren's colleagues are Allyson J Trantum, CFP®,Gary Haight,Dianne Odom,
Kurt W Lofgren's latest job experience is Chief Compliance Officer at J.W. Cole Financial, Inc.
Kurt W Lofgren's latest education in Loyola University Chicago
