Lauren Pieters
Community College of Aurora
Tell me more about Lauren Pieters?
Lauren Pieters is a highly experienced professional with over 20 years of work experience. She has a strong background in series 63, series 6, series 26, securities, and mutual funds. Based in Chicago, Illinois, Lauren is skilled in project management, customer service, and compliance reviews. She has a proven track record of completing annual compliance reviews and has worked with commissions Alternate and vendor contracting. Lauren is known for her strong analytical skills and ability to present clients with solutions.
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Emails and Phone Numbers
About
• Project Management • Customer Service • Perform Yearly AML Certification • Annual Compliance Reviews • Commissions Alternate • Vendor Contracting • Written Communication • General Office Skills • Report Preparation • Scheduling • Real estate property management • Strong analytical skills • Thrives in Autonomy Specialties: Problem solving by actively listening to client, researching through sources and presenting client with one or more solutions to issue.
...See MoreWork Experience
AML/Fraud Investigator | ACAMS Certified, Regulatory Compliance
Financial Services
Lauren Pieters's Professional Milestones
- Adminstrative Assistant (2010-12-01~2011-09-01): Provided valuable support in maintaining a positive work environment and improving overall efficiency.
- AML Senior Investigator (2018-07-01~2019-05-01): Conducted thorough investigations, identifying potential evidence to support effective investigations the project.
Education
Skill
Series 63
Series 6
Series 26
Securities
Mutual Funds
Leadership
Insurance
Retirement Planning
Customer Service
Budgets
Investments
Management
Training
Sales
Retirement
Compliance
Risk Management
Finra
Sales Commissions
Security Audits
Team Building
Budgeting
Financial Planning
Certification
Colleagues
Rob Bennett
product owner lead at usaa federal savings bank
Lauren Hernandez
Product Owner
Ericka Fonseca, MOL
Senior Business Process Owner
Majid Qureshi
Product Manager | Certified Scrum Product Owner | Digital Channels | Digital Product Management
Lamont J. Sharp, CPM, POPM, CARM
Product Owner
Other Named Lauren Pieters
Frequently asked questions
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We found 3 Lauren Pieters's phone numbers
Lauren Pieters's social media include: Linkedin,
Lauren Pieters works for USAA
Lauren Pieters's role in USAA is AML/Fraud Investigator | ACAMS Certified, Regulatory Compliance
Lauren Pieters works in the industry of Financial Services
Lauren Pieters's colleagues are Rob Bennett,Lauren Hernandez,Ericka Fonseca, MOL
Lauren Pieters's latest job experience is AML/Fraud Investigator | ACAMS Certified, Regulatory Compliance at USAA
Lauren Pieters's latest education in Community College of Aurora