Field Supervision Director@ Edward Jones
Scottsdale, Arizona, United States
Lincoln Gima, CFCS
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Kean University
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Tell me more about Lincoln Gima, CFCS?
FlashIntel GPTLincoln Gima, CFCS, is a highly experienced professional with over 31 years of work experience in the financial services industry. He has a strong background in investments, legal compliance, and customer relationship management. With expertise in trading and wealth management, Lincoln has worked for reputable companies such as Charles Schwab and Edward Jones. He has held various roles in risk management, portfolio management, and securities. Based in Scottsdale, Arizona, Lincoln is known for his proficiency in regulatory compliance and risk assessment.
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Emails and Phone Numbers
Work Experience
Field Supervision Director
Financial Services
Lincoln Gima, CFCS's Professional Milestones
- Institutional Compliance Analyst (2007-01-01~2007-12-01): Completing thorough analysis and ensuring regulatory compliance to ensure regulatory adherence and adherence to industry standards.
- Trading Resolution Manager (2008-01-01~2015-10-01): Successfully executed multiple high-profile trading resolutions, resulting in increased confidence in the company's position and market position
Education
Finance
Skill
Investments
Legal Compliance
Series 24
Customer Relationship Management
Trading
Wealth Management
Finance
Financial Services
Risk Management
Portfolio Management
Securities
Aml
Regulatory Compliance
Risk Assessment
Compliance Audit
Series 63
Mutual Funds
Management
Business Relationship Management
Acfcs
Series 7
Series 9
Series 10
Certification
Colleagues
Barrett Feltmeier
Senior Digital Product Owner
Scott Bell
Digital Product Owner - Operational Enablement -Custody
Sean Hawksford
financial advisor | former small business owner | bought a house with a sign
Chad Gardeski, CEA®, DFSA™
specializing in: wealth strategies retirement income strategies estate and legacy planning intergenerational wealth transfer business owner needs disability savings plans life insurance and long-term care
Robyn Frederking, PMP, POPM
sr digital product owner at edward jones
Other Named Lincoln Gima, CFCS
Frequently asked questions
We found 3 Lincoln Gima, CFCS's email addresses
We found 5 Lincoln Gima, CFCS's phone numbers
Lincoln Gima, CFCS's social media include: Linkedin,
Lincoln Gima, CFCS works for Edward Jones
Lincoln Gima, CFCS's role in Edward Jones is Field Supervision Director
Lincoln Gima, CFCS works in the industry of Financial Services
Lincoln Gima, CFCS's colleagues are Barrett Feltmeier,Scott Bell,Sean Hawksford
Lincoln Gima, CFCS's latest job experience is Field Supervision Director at Edward Jones
Lincoln Gima, CFCS's latest education in Kean University
