Marcia Strouss
Managing Director | Associate General Counsel | Chief Compliance Officer@ Brookwood Financial Partners, LLC
Boston, Massachusetts, United States
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Marcia Strouss is an experienced in house counsel and compliance officer with over 40 years of work experience. She specializes in fundraising, strategic planning, sales, marketing, and public speaking. Based in the United States, Marcia has a practical approach to achieving regulatory and legal compliance while serving clients' needs and business goals. She is skilled in broker dealer compliance under federal laws, including the '33 and '34 Acts and the USA Patriots Act. Marcia is known for her exceptional fund-raiser skills, expertise in cultivating relationships with key donors, and her ability to develop major gifts and capital campaigns.
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Emails and Phone Numbers

@aol.com
@frontiernet.net
@brookwoodfinancial.com
+1 978720****
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About

As an in house counsel and compliance officer, I have a practical approach to achieve regulatory and legal compliance while consistently serving client needs and business goals. Specialties: Broker dealer and private placement compliance under the federal laws, including the '33 and '34 Acts and the USA Patriots Act, and under various rules and regulations of the SEC, state regulators and FINRA. Series 7 and 24 licenses. General Corporate and commercial real estate practice. Exceptional fund-raiser with expertise cultivating relationships with key donors. Dynamic, results oriented individual with experience in strategic planning, financial oversight, program development. Excellent writing and presentation skills and experience working with volunteers and board members. Specialties: Experience in major gifts, capital campaigns, annual giving programs and board development.

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Work Experience

138 Conant Street, Beverly, MA, 01915, US

Venture Capital and Private Equity Principals

89
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Marcia Strouss's Professional Milestones

  • Managing Director | Associate General Counsel | Chief Compliance Officer (2011-03-01~2022-02-01): Developing and implementing strict regulatory frameworks to ensure regulatory adherence and mitigate potential risks.
  • Trustee (1999-09-01~2009-12-01): Providing exceptional service and fostering strong connections between clients and suppliers.
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Education

Boston University School of Law
Boston University School of Law

Tax

1986-1988
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