Assistant Vice President | Chief Counsel@ FINRA
Chicago, Illinois, United States
Mark Koerner
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Western Illinois University
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FlashIntel GPTMark Koerner is an experienced professional with 36.8 years of work experience. He currently serves as the AVP & Regional Chief Counsel at Finra, a leading financial services company based in Chicago, Illinois. Prior to this, he held various positions at FINRA, including Assistant Vice President and Chief Counsel, Finra Enforcement and Senior Regional Counsel. He also worked at Cboe Global Markets as a Senior Attorney and Senior Investigator in the Compliance Department. Mark Koerner's expertise lies in general management and legal services.
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About
AVP & Regional Chief Counsel at Finra
Work Experience
Assistant Vice President | Chief Counsel
Senior Regional Counsel
Financial Services
Mark Koerner's Professional Milestones
- senior investigator compliance department (1987-02-01~1992-06-01): Implementing robust compliance procedures, ensuring adherence to regulatory guidelines and mitigating risks.
- assistant vice president and chief counsel finra enforcement (2000-12-01~): Successfully overseeing finra enforcement activities, ensuring compliance and mitigating risks for the company.
Education
Finance,
Bachelors,
Bachelor Of Business Administration
1980-1983Certification
Colleagues
W Timothy Brown IV
Co-Owner
Shangrila Bhandari
Customer Service Manager | SAP Agile Leader | Product Owner
Brendan Kehoe
Product Owner | Data Analyst
Tom Anderson
Associate Principal Analyst | Finra Owner | Creative Director
Ada L.
Product Owner | Project Manager | Certified Scrum Master
Other Named Mark Koerner
Frequently asked questions
We found 1 Mark Koerner's email addresses
We found 3 Mark Koerner's phone numbers
Mark Koerner's social media include: Linkedin,
Mark Koerner works for FINRA
Mark Koerner's role in FINRA is Assistant Vice President | Chief Counsel
Mark Koerner works in the industry of Financial Services
Mark Koerner's colleagues are W Timothy Brown IV,Shangrila Bhandari,Brendan Kehoe
Mark Koerner's latest job experience is Assistant Vice President | Chief Counsel at FINRA
Mark Koerner's latest education in Western Illinois University
