Michael Isaac

I am currently serving as the Chief Compliance Officer (CCO) for Stadion Money Management. My prior roles include registered investment company CCO, broker/dealer CCO, and securities examiner with a broad range of experience in corporate governance, financial services compliance, trade compliance, ERISA, training and education, legal, and audit, primarily in the capital markets sector. I am an experienced executive with over twenty years of experience building, leading, and advising financial institutions through complex regulatory and risk matters. I have an ability to solve problems, improve efficiencies, engage clients, and implement creative solutions to increase business endeavors. Throughout my tenure, I have refined my leadership skills to impact revenue, foresight in developing process improvement plans, and training and coaching other directors, managers, and staff, which assists and develops employee professional development.Speaking engagements: Faegre Drinker ERISA Symposium, NSCP meetings, and Investment Company Institute conferences. Over the years, I have acquired skills that have deeply enhanced my proficiencies which includes:⇨ Planning, executing, and reporting on regulatory issues, investments, and examinations that allowed me to excel and achieve organizational goals and financial objectives and uphold service standards.⇨ Collaborates and partners with HR, Sales, Trading, IT, Legal and Financial teams, and other relevant groups to implement and promote workplace compliance programs, policies, and critical training programs.⇨ Strong interpersonal and presentation skills utilized in conjunction with cross-functional teams to disseminate highly technical and complex information, and resolve multi-faceted situations. ⇨ Effective negotiation and communication skills while sustaining independent views and interactions with all organizational levels from support to C-Level executives and directors across many business lines and control functions. Additional strengths include interpersonal skills to build solid relationships and engage teams with considerable knowledge of compliance laws, rules, regulations, and risks. I am an initiative-taker who is flexible, innovative, and adaptive with advanced analytical skills. Specialties: ERISA, Advisers Act, Investment Company Act, FINRA, BSA/AML/OFAC, Corporate Governance, Crisis Management, Enterprise Risk Management Development, Human Resources, Issue Remediation, Leadership, Regulatory Affairs, Mergers and Acquisitions