Natasha Smith
chief operating officer chief compliance officer at caldwell advisors llc@ Caldwell Advisors, LLC
Nashville, Tennessee, United States
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Natasha Smith is a highly experienced professional in the financial services industry with over 20 years of work experience. She has held various growth positions in both independent and wire house firms, demonstrating her proactive approach in client service and business management. Natasha holds a Series 7, 9, 10, & 63 degree from Mississippi State University and is a graduate of Mississippi State University. She is also an avid supporter of animal rescue and has three rescue dogs. Natasha can be contacted through LPL Financial, a clearing firm that offers investment advice and investment advice.
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Emails and Phone Numbers

@caldwellgroupllc.com
+1 615370****
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About

I have worked in the financial services industry for more than 20 years, and have had the opportunity to work with both independent and wire house firms, holding a number of growth positions in the industry. My experience in both client service and branch operations management has provided me a well rounded view that allows me the ability to be proactive in both client service and business management. Through our clearing firm, LPL Financial, I hold the Series 7, 9, 10, & 63 I am a graduate of Mississippi State University. I am an avid supporter of animal rescue, and have three amazing rescue dogs of my own. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Securities offered through LPL Financial - Member FINRA/SIPC - For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above. Investment advice offered through Caldwell Advisors, LLC a registered investment advisor and separate entity from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.

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Work Experience

5210 Maryland Way, Brentwood, TN, 37027, US

Investment Management

5
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Natasha Smith's Professional Milestones

  • Registered Assistant (2000-01-01~2005-01-01): Streamlined tasks and improved efficiency, maintaining an organized and efficient office environment.
  • Complex Service Manager (2007-09-01~2010-10-01): Streamlined operations, improving efficiency and profitability while maintaining quality standards.
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Education

Mississippi State University
Mississippi State University

English,

Bachelors,

Bachelor Of Arts

1994-1995
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