Natasha Smith
Mississippi State University
Tell me more about Natasha Smith?
Natasha Smith is a highly experienced professional in the financial services industry with over 20 years of work experience. She has held various growth positions in both independent and wire house firms, demonstrating her proactive approach in client service and business management. Natasha holds a Series 7, 9, 10, & 63 degree from Mississippi State University and is a graduate of Mississippi State University. She is also an avid supporter of animal rescue and has three rescue dogs. Natasha can be contacted through LPL Financial, a clearing firm that offers investment advice and investment advice.
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About
I have worked in the financial services industry for more than 20 years, and have had the opportunity to work with both independent and wire house firms, holding a number of growth positions in the industry. My experience in both client service and branch operations management has provided me a well rounded view that allows me the ability to be proactive in both client service and business management. Through our clearing firm, LPL Financial, I hold the Series 7, 9, 10, & 63 I am a graduate of Mississippi State University. I am an avid supporter of animal rescue, and have three amazing rescue dogs of my own. The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Securities offered through LPL Financial - Member FINRA/SIPC - For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above. Investment advice offered through Caldwell Advisors, LLC a registered investment advisor and separate entity from LPL Financial. Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.
...See MoreWork Experience
chief operating officer chief compliance officer at caldwell advisors llc
Chief Compliance Officer
Chief Operating Officer
Branch Operations Manager
Investment Management
Natasha Smith's Professional Milestones
- Registered Assistant (2000-01-01~2005-01-01): Streamlined tasks and improved efficiency, maintaining an organized and efficient office environment.
- Complex Service Manager (2007-09-01~2010-10-01): Streamlined operations, improving efficiency and profitability while maintaining quality standards.
Education
English,
Bachelors,
Bachelor Of Arts
1994-1995Certification
Colleagues
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Natasha Smith's social media include: Linkedin,
Natasha Smith works for Caldwell Advisors, LLC
Natasha Smith's role in Caldwell Advisors, LLC is chief operating officer chief compliance officer at caldwell advisors llc
Natasha Smith works in the industry of Investment Management
Natasha Smith's colleagues are Billy Ray Caldwell,Bentley London,Aaron Zauner
Natasha Smith's latest job experience is chief operating officer chief compliance officer at caldwell advisors llc at Caldwell Advisors, LLC
Natasha Smith's latest education in Mississippi State University