Chief Compliance Officer@ CLA (CliftonLarsonAllen)
Maple Plain, Minnesota, United States
Randy Wetherille
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University of Minnesota Law School
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FlashIntel GPTRandy Wetherille is a highly experienced professional with 38.8 years of work experience in securities, investment advisory, investments, aml, mutual funds, insurance, and life insurance. He is based in Maple Plain, Minnesota, United States. Randy specializes in investment advisory and broker-dealer regulatory compliance, with expertise in licensing and registration, regulatory exams, supervisory structure, AML, policies and procedures, and sales and advertising compliance. He has held various leadership positions, including Chief Compliance Officer at CLA (CliftonLarsonAllen) and Assistant Vice President of Quality Business Practices at Lutheran Brotherhood.
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About
Specializing in investment advisory and broker-dealer regulatory compliance. Expertise includes licensing and registration, regulatory exams, supervisory structure, AML, policies and procedures, and sales and advertising compliance.
Work Experience
Chief Compliance Officer
Accounting
Randy Wetherille's Professional Milestones
- Ski Patroller (1991-02-01~): Guiding tourists through the operation of the ski accident area, resulting in exceptional accident service and community protection
- Assistant Vice President, Law (1985-01-01~1998-01-01): Managing high-profile cases, contributing to the organization's reputation as a recognized and trusted legal expert.
Education
Skill
Securities
Investment Advisory
Investments
Aml
Mutual Funds
Insurance
Life Insurance
Certification
Colleagues
Dennis Schleper
retired owner - cla cliftonlarsonallen
Jason Lindgren
IT Service Management Analyst | Change Management Problem Management Support | Readiness Application Owner
Jennifer Cherpock
Owner
Gabbi Steffensmeier
Product Owner
Sean Hastings
health care | consulting & accounting solutions team at cla | business owner | health coach
Other Named Randy Wetherille
Frequently asked questions
We found 3 Randy Wetherille's email addresses
Randy Wetherille's social media include: Linkedin,
Randy Wetherille works for CLA (CliftonLarsonAllen)
Randy Wetherille's role in CLA (CliftonLarsonAllen) is Chief Compliance Officer
Randy Wetherille works in the industry of Accounting
Randy Wetherille's colleagues are Dennis Schleper,Jason Lindgren,Jennifer Cherpock
Randy Wetherille's latest job experience is Chief Compliance Officer at CLA (CliftonLarsonAllen)
Randy Wetherille's latest education in University of Minnesota Law School
