Robert Lewton
Senior Counsel Investment Law@ The Hartford
Stowe, Vermont, United States
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Robert Lewton is an accomplished leader with 27.2 years of experience in asset management, mutual funds, securities, investments, and fixed income. He has a strong technical expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Robert has successfully led compliance teams, mitigate risk, and liaise with regulators. He is a trusted advisor to business stakeholders and senior management. Robert is a lifelong learner with strong communication and interpersonal skills.
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Emails and Phone Numbers

@himco.com
@htsco.com
@hartfordlife.com
+1 860408****
+1 860463****
+1 860496****
+1 518893****
+1 860870****
+1 860202****
+1 518453****
+1 860738****
+1 800423****
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About

Accomplished leader with broad asset management experience spanning compliance, regulatory counsel and transactional counsel roles. Strong technical expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940, combined with deep regulatory and transactional counsel experience, particularly in private placements, project finance transactions, private equity, hedge funds, securitizations and direct mezzanine financing. Demonstrated ability to successfully lead compliance teams, mitigate risk across an organization, and liaise with regulators. Trusted advisor to business stakeholders and senior management. Lifelong learner with strong communication and interpersonal skills.

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Work Experience

690 Asylum Avenue, Hartford, CT, 06155, US

Financial Services

19552
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Robert Lewton's Professional Milestones

  • Associate (1996-09-01~2003-08-01): Successfully coordinated multiple events, ensuring guest satisfaction and maintaining a positive work environment.
  • Chief Compliance Officer (2010-07-01~2016-08-01): Implementing robust compliance protocols and policies to ensure adherence to industry standards and improve overall organizational performance.
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Education

Albany Law School
Albany Law School

Law,

Doctor Of Jurisprudence,

Doctorates

1993-1996
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