Robert Lewton
Albany Law School
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Robert Lewton is an accomplished leader with 27.2 years of experience in asset management, mutual funds, securities, investments, and fixed income. He has a strong technical expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Robert has successfully led compliance teams, mitigate risk, and liaise with regulators. He is a trusted advisor to business stakeholders and senior management. Robert is a lifelong learner with strong communication and interpersonal skills.
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About
Accomplished leader with broad asset management experience spanning compliance, regulatory counsel and transactional counsel roles. Strong technical expertise in the Investment Advisers Act of 1940 and the Investment Company Act of 1940, combined with deep regulatory and transactional counsel experience, particularly in private placements, project finance transactions, private equity, hedge funds, securitizations and direct mezzanine financing. Demonstrated ability to successfully lead compliance teams, mitigate risk across an organization, and liaise with regulators. Trusted advisor to business stakeholders and senior management. Lifelong learner with strong communication and interpersonal skills.
...See MoreWork Experience
Senior Counsel Investment Law
senior counsel investment law group
Financial Services
Robert Lewton's Professional Milestones
- Associate (1996-09-01~2003-08-01): Successfully coordinated multiple events, ensuring guest satisfaction and maintaining a positive work environment.
- Chief Compliance Officer (2010-07-01~2016-08-01): Implementing robust compliance protocols and policies to ensure adherence to industry standards and improve overall organizational performance.
Education
Law,
Doctor Of Jurisprudence,
Doctorates
1993-1996Skill
Asset Management
Mutual Funds
Securities
Investments
Fixed Income
Alternative Investments
Asset Managment
Capital Markets
Due Diligence
Equities
Hedge Funds
Risk Management
Certification
Colleagues
Elliott Holmes
senior data engineer tech lead scrum master product owner at the hartford- on sabbatical
Carsten Lingemann, MBA, PMP
Data Science Asset Owner
Rowena Styron
middle market underwriting transformation agile product owner
Arlene Spindler
E-Commerce Business Owner
Amanda Rokkam, PSM, PSPO
Director | Data Science Asset Owner
Other Named Robert Lewton
Frequently asked questions
We found 3 Robert Lewton's email addresses
We found 9 Robert Lewton's phone numbers
Robert Lewton works for The Hartford
Robert Lewton's role in The Hartford is Senior Counsel Investment Law
Robert Lewton works in the industry of Financial Services
Robert Lewton's colleagues are Elliott Holmes,Carsten Lingemann, MBA, PMP,Rowena Styron
Robert Lewton's latest job experience is Senior Counsel Investment Law at The Hartford
Robert Lewton's latest education in Albany Law School