Rory Engels
senior legal risk and regulatory executive@ TD
Toronto, Ontario, Canada
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Rory Engels is a highly effective communicator with 18.4 years of experience in corporate governance, corporate law, securities regulation, and legal research. Based in Toronto, Canada, Rory has a deep understanding of Canadian and U.S. Securities laws and a strong understanding of the banking industry. He has provided strategic legal and risk management advice to a diverse range of stakeholders, including senior management, directors, investors, regulators, and industry associations. Rory has held senior roles in TD's Operational Risk Management group and has also served as a secretary for various executive committees.
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Emails and Phone Numbers

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+1 416983****
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About

Highly effective communicator with business acumen, excellent judgment, and exceptional interpersonal skills. Dedicated, authentic, passionate, collaborative, pragmatic, and versatile leader. Proven ability to think strategically, drive change, and build diverse and high performing teams. Industry recognized legal and governance expertise, deep knowledge of Canadian and U.S. Securities laws, and strong understanding of the banking industry. Significant experience providing trusted and practical strategic legal and risk management advice to a variety of stakeholders, including senior management, directors, investors and shareholders, regulators, and industry associations. Lead a global team of more than 60 governance professionals (legal, risk, regulatory, and compliance) supporting multiple TD businesses (e.g., digital strategy and innovation, data and analytics, fraud, phone). Previously an executive within TD’s Operational Risk Management group and held senior roles within TD's Legal Department, where I: advised the board of directors, corporate secretary, and senior management on general corporate, corporate governance, and disclosure matters; maintained legal responsibility for TD's global funding program (debt, equity, and securitizations); led the annual proxy circular and shareholder meeting process; led the legal review, negotiation and successful execution of strategic M&A and commercial transactions; and managed a roster of external legal counsel across multiple jurisdictions. Also led TD's shareholder relations program. Other experience includes: working on large-scale transformations and projects; overseeing regulatory remediations; and acting as secretary for various executive committees.

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Work Experience

Toronto-Dominion Centre, Toronto, Ontario, M5K 1A2, CA

Banking

101052
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Rory Engels's Professional Milestones

  • senior legal risk and regulatory executive (2012-04-01~2016-06-01): Providing strategic counsel and implementing effective shareholder protection measures to promote company loyalty and stakeholder loyalty.
  • Articling Legal Student (2005-05-01~2006-06-01): Assisted in navigating complex legal frameworks, demonstrating expertise in navigating complex case scenarios for clients.
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Education

York University - Osgoode Hall Law School
York University - Osgoode Hall Law School

Law,

Doctor Of Jurisprudence,

Doctorates

2002-2005
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