Rory Engels
York University - Osgoode Hall Law School
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Rory Engels is a highly effective communicator with 18.4 years of experience in corporate governance, corporate law, securities regulation, and legal research. Based in Toronto, Canada, Rory has a deep understanding of Canadian and U.S. Securities laws and a strong understanding of the banking industry. He has provided strategic legal and risk management advice to a diverse range of stakeholders, including senior management, directors, investors, regulators, and industry associations. Rory has held senior roles in TD's Operational Risk Management group and has also served as a secretary for various executive committees.
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About
Highly effective communicator with business acumen, excellent judgment, and exceptional interpersonal skills. Dedicated, authentic, passionate, collaborative, pragmatic, and versatile leader. Proven ability to think strategically, drive change, and build diverse and high performing teams. Industry recognized legal and governance expertise, deep knowledge of Canadian and U.S. Securities laws, and strong understanding of the banking industry. Significant experience providing trusted and practical strategic legal and risk management advice to a variety of stakeholders, including senior management, directors, investors and shareholders, regulators, and industry associations. Lead a global team of more than 60 governance professionals (legal, risk, regulatory, and compliance) supporting multiple TD businesses (e.g., digital strategy and innovation, data and analytics, fraud, phone). Previously an executive within TD’s Operational Risk Management group and held senior roles within TD's Legal Department, where I: advised the board of directors, corporate secretary, and senior management on general corporate, corporate governance, and disclosure matters; maintained legal responsibility for TD's global funding program (debt, equity, and securitizations); led the annual proxy circular and shareholder meeting process; led the legal review, negotiation and successful execution of strategic M&A and commercial transactions; and managed a roster of external legal counsel across multiple jurisdictions. Also led TD's shareholder relations program. Other experience includes: working on large-scale transformations and projects; overseeing regulatory remediations; and acting as secretary for various executive committees.
...See MoreWork Experience
Head Of Governance & Strategy (digital Strategy, Data & Analytics, And Shared Services)
senior legal risk and regulatory executive
Banking
Rory Engels's Professional Milestones
- senior legal risk and regulatory executive (2012-04-01~2016-06-01): Providing strategic counsel and implementing effective shareholder protection measures to promote company loyalty and stakeholder loyalty.
- Articling Legal Student (2005-05-01~2006-06-01): Assisted in navigating complex legal frameworks, demonstrating expertise in navigating complex case scenarios for clients.
Education
Law,
Doctor Of Jurisprudence,
Doctorates
2002-2005Skill
Corporate Governance
Corporate Law
Securities Regulation
Legal Research
Legal Advice
Litigation
Joint Ventures
Mergers
Securities
Commercial Litigation
Legal Writing
Private Placements
Private Equity
Cross Border Transactions
Corporate Finance
Due Diligence
Mergers And Acquisitions
Certification
Colleagues
Jennifer Monaco
senior private banker business owner
bob haert
Business Owner
Janice Millis
Customer Experience Associate | Owner | Fashion Consultant | Account Manager | Team Leader | Social Media Manager
Marlon Davis
technology product owner at td
Athavan Elangko
Scrum Master | Certified | Certified Scrum Product Owner | Safety | Technology Solutions | Product Management
Other Named Rory Engels
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Rory Engels's social media include: Linkedin,
Rory Engels works for TD
Rory Engels's role in TD is senior legal risk and regulatory executive
Rory Engels works in the industry of Banking
Rory Engels's colleagues are Jennifer Monaco,bob haert,Janice Millis
Rory Engels's latest job experience is senior legal risk and regulatory executive at TD
Rory Engels's latest education in York University - Osgoode Hall Law School