director chief compliance officer | financial services executive | operations compliance risk management | partnering skills@ E78 Partners
Chicago, Illinois, United States
Ted Hans
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Loyola University Chicago School of Law
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Tell me more about Ted Hans?
FlashIntel GPTTed Hans is a highly experienced professional with 41.8 years of work experience in the investment advisory and broker dealer industries. He specializes in all areas of the investment advisory and broker dealer businesses. Ted has held various leadership positions at Perkins Investment Management, LLC, including Chief Operating Officer and Chief Compliance Officer. He also served as a Mutual Fund Officer and General Principal at PWMCO. Ted's expertise lies in mutual funds, regulatory compliance, and operations management. He is based in Chicago, Illinois.
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About
Specialties: All areas of the investment advisory and broker dealer businesses.
Work Experience
director chief compliance officer | financial services executive | operations compliance risk management | partnering skills
director chief compliance officer at e78 partners
Business Consulting and Services
Ted Hans's Professional Milestones
- Chief Operating Officer (2008-01-01~): Optimized operational efficiency and implemented cost-saving measures to drive profitability.
- Chief Compliance Officer (1994-01-01~2008-01-01): Developed comprehensive compliance protocols, resolving complex issues and ensuring regulatory adherence.
Education
Compliance And Enterprise Risk Management
Skill
Mutual Funds
Regulatory Compliance
Investment Advisory
Operations Management
Broker Dealer
Conflict Resolution
Mediation
Certified Divorce Financial Analyst
Certified Financial Planner
Certification
Colleagues
Nick Fischer
middle-market ceo cfo | transformational leader | business model innovator | finance expert
John Signa
private equity services i founder & ceo
Diane Kelleher, CPA
principal at e78 executive services - interim cfo
Brian D. Pitera
executive managing director | m&a | ceo | coo | president | cgo private equity | manufacturing & services sectors
Connor DeFiore
director | office of the cfo services | private equity services
Other Named Ted Hans
Frequently asked questions
We found 1 Ted Hans's email addresses
We found 2 Ted Hans's phone numbers
Ted Hans's social media include: Linkedin,
Ted Hans works for E78 Partners
Ted Hans's role in E78 Partners is director chief compliance officer | financial services executive | operations compliance risk management | partnering skills
Ted Hans works in the industry of Business Consulting and Services
Ted Hans's colleagues are Nick Fischer,John Signa,Diane Kelleher, CPA
Ted Hans's latest job experience is director chief compliance officer | financial services executive | operations compliance risk management | partnering skills at E78 Partners
Ted Hans's latest education in Loyola University Chicago School of Law
