Tom Bates
英国华威大学
Tell me more about Tom Bates?
Tom Bates is a highly experienced legal professional with 17.1 years of work experience in derivatives, equity derivatives, fund derivatives, securities, and commodity derivatives. Based in London, United Kingdom, he specializes in structuring and distribution of structured derivatives, including equity, fund and credit-hybrid derivatives, securitised product offerings, repackaging/wrapping structures, tax-driven product issuances, and Shariah securities. Tom is skilled in all aspects of PD2, and has extensive knowledge of public distribution of structured products in EEA/non-EEA jurisdictions. He also specializes in proprietary indices and quantitative investment strategies, including compliance with EU Benchmark Regulation and IO
For inquiries about Phone Number and Email, please click here Unlock Contact
Emails and Phone Numbers
About
I advise on all aspects of structuring and distribution of structured derivatives. Particular areas of expertise include equity, fund and credit-hybrid derivatives, securitised product offerings, repackaging/wrapping structures, tax-driven product issuances and Shariah securities. I advise on the full spectrum of a product's life, from initial structuring, through implementation/documentation, to maturity and the handling of distressed and disrupted market scenarios. I am experienced in all areas of PD2, as well as being well versed in the public distribution of structured products in EEA/non-EEA jurisdictions including Switzerland. I also deal extensively with proprietary indices and quantitative investment strategies, including compliance with the EU Benchmark Regulation and IOSCO principles.
...See MoreWork Experience
Tom Bates's Professional Milestones
- Legal Consultant (2017-05-01~2017-08-01): Provided strategic solutions to clients, reducing legal risks and maximizing their financial success.
- Lawyer (2006-09-01~2009-12-01): Successfully represented clients in high-profile legal cases, contributing to the company's success and reputation.
Education
German Studies
2000-2004Skill
Derivatives
Equity Derivatives
Fund Derivatives
Securities
Commodity Derivatives
Banking
Microsoft Word
Powerpoint
Windows
Outlook
Mutual Funds
Hedge Funds
German
English
Microsoft Excel
Microsoft Office
French
Certification
Other Named Tom Bates
Frequently asked questions
We found 2 Tom Bates's email addresses
Tom Bates's social media include: Linkedin,
Tom Bates's latest education in 英国华威大学