Senior Compliance Consultant@ Jackson
Lansing, Michigan, United States
Tony Dowling
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UMass Boston
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FlashIntel GPTTony Dowling is an experienced professional with 38.9 years of work experience in the financial services industry. He has a strong background in financial services, including finra, insurance, securities, mutual funds, and retirement planning. Tony has held various senior positions at Jackson, including Senior Compliance Consultant and Interim Deputy Chief Compliance Officer. He also has experience in corporate governance and due diligence. Tony is currently the Associate General Counsel at Jackson National Life. He is based in the United States.
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About
Associate General Counsel at Jackson National Life
Work Experience
Senior Compliance Consultant
Senior Compliance Consultant
Interim Deputy Chief Compliance Officer
Assistant Vice President Internal Audit | Product Distribution & Operations
Assistant Vice President Associate General Counsel | Jackson Chief Compliance Officer
Associate General Counsel | Product Attorney
Chief Compliance Officer
Attorney Variable Products Division
Market Conduct Analyst
Customer Relations Department Manager
Customer Relations Representative
Financial Services
Tony Dowling's Professional Milestones
- Director Broker Dealer Compliance | Chief Compliance Officer (2005-03-01~2006-04-01): Streamlined broker dealer compliance processes, minimizing risk and improving overall compliance processes.
- Senior Compliance Consultant (2021-07-01~1997-06-01): Developing and implementing comprehensive compliance strategies to ensure regulatory adherence and mitigate risk.
Education
Political Science
1988-1990Skill
Finra
Insurance
Securities
Mutual Funds
Financial Services
Fixed Annuities
Retirement Planning
Series 7
Investments
Variable Annuities
Series 63
401k
Series 6
Retirement
Securities Regulation
Series 24
Corporate Governance
Due Diligence
Certification
Colleagues
Melissa McGee
senior product leader | certified scrum product owner | agile scrum coach | software application development | marketing | ecommerce | netsuite erp | salesforce crm | b2b | b2c | saas | daas | jira
Alisa Neal
Owner
Melissa Oesterle
product owner at jackson national life
Elaina Brintnall
product owner at jackson
Racheal Lawrence
operations associate jackson and owner racheal’s creations
Other Named Tony Dowling
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Tony Dowling works for Jackson
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Tony Dowling's colleagues are Melissa McGee,Alisa Neal,Melissa Oesterle
Tony Dowling's latest job experience is Senior Compliance Consultant at Jackson
Tony Dowling's latest education in UMass Boston
