Director Of Operations@ Rice Hall James & Associates, LLC
San Diego, California, United States
Tony Shaw, CFA
GET FULL PROFILE 
San Diego State University
Real-Time AI Research
FlashIntel GPT
Tell me more about Tony Shaw, CFA?
FlashIntel GPTTony Shaw, CFA is a highly experienced Financial Professional with 30 years of work experience. He has a strong background in securities, series 7, series 63, investments, and investment management. Tony has held various FINRA designations, including Series 7 and 24, and has expertise in investment management and retirement planning. He is also a Charterholder of a Chartered Financial Analyst (CFA) and holds the California Insurance License. Tony's specialties include investment management, retirement planning, and excellent customer service. He has held positions such as President, Boardmember, Director of Operations, and Vice President at reputable financial institutions.
For inquiries about Phone Number and Email, please click here Unlock Contact
Emails and Phone Numbers
About
Financial Professional - Chartered Financial Analyst (CFA) Charterholder. Hold several FINRA designations including the Series 7 (General Securities), 24 (General Securities Principal), 65 (Uniform Investment Advisor Law), 6 (Investment Company and Variable Contracts), and 63 (Uniform Securities Agent). Also, hold the California Insurance License (Insurance License No. 0B18382) and passed the Series 3 Exam (National Commodity Futures).Specialties: Investment Management, Retirement Planning, Superior Customer Service.
...See MoreWork Experience
Director Of Operations
Investment Management
Tony Shaw, CFA's Professional Milestones
- Director Of Operations (2010-08-01~): Streamlined operations and increased efficiency through strategic planning and implementation of new business strategies.
- Vice President (1993-11-01~2009-03-01): Driving company growth through strategic leadership and effective decision-making.
Education
Finance
1989-1993Skill
Securities
Series 7
Series 63
Investments
Investment Management
Retirement Planning
Investment Advisory
Hedge Funds
Customer Service
Finra
Financial Advisory
Alternative Investments
Mutual Funds
Wealth Management
Investment Strategies
Insurance
Asset Management
Finance
Equities
Asset Allocation
Risk Management
Wealth
Portfolio Management
Financial Services
Fixed Income
Bonds
Fixed Annuities
Series 24
Trading
Options
Private Equity
Retirement
Estate Planning
Etfs
Equity Research
Wealth Management Services
Bloomberg
Financial Analysis
401k
Relationship Management
Series 65
Series 6
Strategic Financial Planning
Financial Planners
Certification
Colleagues
Thao Buu-Hoan
President | Chief Operations Officer
Dan Sargen
Co-Chief Investment Officer
Mike Meoli
Director of Client Service and Marketing
Tim Todaro
portfolio manager at rice hall james & associates llc
Shelley Perkins
Project Manager
Other Named Tony Shaw, CFA
Frequently asked questions
We found 4 Tony Shaw, CFA's email addresses
We found 1 Tony Shaw, CFA's phone numbers
Tony Shaw, CFA's social media include: Linkedin,
Tony Shaw, CFA works for Rice Hall James & Associates, LLC
Tony Shaw, CFA's role in Rice Hall James & Associates, LLC is Director Of Operations
Tony Shaw, CFA works in the industry of Investment Management
Tony Shaw, CFA's colleagues are Thao Buu-Hoan,Dan Sargen,Mike Meoli
Tony Shaw, CFA's latest job experience is Director Of Operations at Rice Hall James & Associates, LLC
Tony Shaw, CFA's latest education in San Diego State University
