Senior Surveillance Officer@ Concourse Financial Group
Birmingham, Alabama, United States
Whitney Jones, MBA
GET FULL PROFILE 
University of North Alabama
Real-Time AI Research
FlashIntel GPT
Tell me more about Whitney Jones, MBA?
FlashIntel GPTWhitney Jones, MBA is an experienced Compliance Officer with 13.6 years of work experience in the financial services industry. She holds FINRA series 6,7,24,52,53,63, and life and health insurance licenses. Whitney is also a Proofpoint Certified Insider Threat Specialist certified. She is skilled in risk management, customer service, banking, securities, and sales. Whitney has a strong legal background and can review international trading and account review with legal documents. She graduated from the University of Alabama with a degree in business management and an MBA.
For inquiries about Phone Number and Email, please click here Unlock Contact
Emails and Phone Numbers
About
Experienced Compliance Officer with a demonstrated history of working in the financial services industry. Current holder of FINRA series 6,7,24,52,53,63 and life and health insurance licenses. Holder of the Proofpoint Certified Insider Threat Specialist certification. Skilled in Risk Management, Customer Service, Banking, securities and Sales. Strong legal professional. Ability to review international trading and account review with legal documents. Graduated from the University of Alabama with a degree in business management and the University of North Alabama with an MBA.
...See MoreWork Experience
Senior Surveillance Officer
Financial Services
Whitney Jones, MBA's Professional Milestones
- Supervisory Principal II (2019-04-01~2021-04-01): Implementing effective team practices to improve productivity and deliver exceptional results.
- Compliance Officer (2017-02-01~2019-04-01): Implementing effective compliance measures for compliance processes and maintaining adherence to regulatory standards.
Education
Skill
Series 7
Series 63
Series 6
Life And Health
Mba
Sales
Customer Service
Microsoft Office
Retirement Planning
Banking
Loans
Mutual Funds
Sales Management
Risk Management
Leadership
Microsoft Excel
Strategic Planning
Certification
Colleagues
Guy Allen
regional vice president at concourse financial group working with edward jones advisors
D. John Overway
Divisional Vice President
Guy Allen
regional vice president at concourse financial group working with edward jones advisors
Chris Huening
regional vice president at concourse financial
Doyle Williams
Chief Executive Officer
Other Named Whitney Jones, MBA
Frequently asked questions
We found 4 Whitney Jones, MBA's email addresses
We found 1 Whitney Jones, MBA's phone numbers
Whitney Jones, MBA's social media include: Linkedin,
Whitney Jones, MBA works for Concourse Financial Group
Whitney Jones, MBA's role in Concourse Financial Group is Senior Surveillance Officer
Whitney Jones, MBA works in the industry of Financial Services
Whitney Jones, MBA's colleagues are Guy Allen,D. John Overway,Guy Allen
Whitney Jones, MBA's latest job experience is Senior Surveillance Officer at Concourse Financial Group
Whitney Jones, MBA's latest education in University of North Alabama
