Yumiko Watanabe
Compliance Officer@ Barclays Investment Bank
Tokyo, Tokyo, Japan
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Yumiko Watanabe is a highly experienced professional with over 31 years of work experience in the equities industry. Currently based in Tokyo, Japan, he is working as a Compliance Monitoring and Testing professional at Barclays Capital. Throughout his career, he has held various roles at Barclays Investment Bank in the United States, including Compliance Officer, Compliance Executive, and Fixed Income Trader. With a strong background in compliance and a proven track record, Yumiko Watanabe is a valuable asset in the field of equities.
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Research Details
Skills & Insights
Colleagues

Emails and Phone Numbers

@barcap.com
@barclays.com
@hotmail.com
@docomo.ne.jp
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About

Compliance Monitoring and Testing at Barclays Capital

Work Experience

745 Seventh Avenue, New York, NY, 10019, US
21481
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Yumiko Watanabe's Professional Milestones

  • Compliance Officer (2010-07-01~): Implementing robust compliance measures to ensure adherence to business regulations, ensuring customer satisfaction and regulatory responsibilities.
  • International Yen Sales (1994-05-01~1997-10-01): Expanding global market share through strategic partnerships and efficient sales strategies.
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Education

International Christian University
International Christian University

Communication,

Bachelors,

Bachelor Of Arts

1986-1990